Posts Tagged ‘financial advisors’
SEC Weighs in With Social Media Guidelines
by Kelly Lucas, marketing and social media manager Not long ago we wrote a post on FINRA’s social media policies for those in financial services. The financial services industry has always had pretty specific rules about testimonials, recommendations and advisory. When social media came along, it created the potential for serious regulatory violations. FINRA…
Read MoreSocial media do’s and don’ts for financial advisors
Most professional services have some restrictions regarding how and what they can communicate outside of their firm. Registered financial advisors live by a strict set of rules set forth by the Financial Industry Regulatory Authority (FINRA). With the growing interest in social media use in the financial industry and the ability to participate at…
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